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Christopher Gallo

31 Years of Experience
Boston, MA
1 DisclosureBroker

Christopher Gallo is a registered investment advisor at Raymond James & Associates, INC., based in Boston, MA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

One International Place, Suite 2810, Boston, MA, 02110

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2005
Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2018 - Present · 8 yrs
Raymond James & Associates, INC.
May 2018 - Present · 8 yrs
Raymond James & Associates, INC.Broker
May 2018 - Present · 8 yrs
Previous Registrations
J.P. Morgan Securities LLC
June 2017 - May 2018 · 11 mos
J.P. Morgan Securities LLCBroker
October 2006 - May 2018 · 11 yrs 7 mos
Citigroup Global Markets INC.Broker
July 2000 - October 2006 · 6 yrs 3 mos
Painewebber IncorporatedBroker
December 1996 - July 2000 · 3 yrs 7 mos
Olde Discount CorporationBroker
May 1994 - January 1997 · 2 yrs 8 mos
State Registrations39 states
AKALARAZCACOCTDCDEFLGAHIILLAMAMDMEMIMNMSMTNCNHNJNMNVNYOKORPAPRRISCTNTXVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Christopher Gallo - Financial Advisor | TrueAdvisor