Christian Schnabel
Christian Schnabel is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Lexington, KY, with 14 years of industry experience. Christian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
330 E Main St Ste 300, Lexington, KY, 40507
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christian may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Christian is also the 100% owner of Hawktaz LLC, an MD/DD district agent legal entity, dedicating about half their time to this investment-related activity.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Emerson Equity LLCBroker
Evolve Securities, INC.Broker
First Union Capital Markets CORP.Broker
J.C. Bradford & CO.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.