LG
LG

Lauri Gray

27 Years of Experience
Leawood, KS
Broker

Lauri Gray is a registered investment advisor at Wells Fargo Advisors, based in Leawood, KS, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3400 College Blvd, Suite 100, Leawood, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
June 2020 - Present · 6 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
October 2016 - July 2020 · 3 yrs 9 mos
UBS Financial Services INC.Broker
November 2002 - July 2020 · 17 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1998 - December 2002 · 4 yrs 1 mo
State Registrations37 states
ALARAZCACODCDEFLGAHIIAIDILINKSLAMAMIMNMONCNENHNMNVNYOHOKORPASCSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.