Helen Thornton
Helen Thornton is a registered investment advisor at Osaic Wealth, INC., based in Conroe, TX, with 32 years of industry experience. Helen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3619 W Davis St, Conroe, TX, 77304
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Regulatory History (1)
Customer Dispute
February 2021Other Business ActivitiesSells Insurance
Helen is an insurance agent with Thornton Financial Services since 2010, dedicating about 10-20% of her time to sales and service. She also owns a vacation home listed as a rental property, spending minimal time on it.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Questar Capital CorporationBroker
Questar Asset Management, INC.
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Brokerage Services, L.L.C.Broker
Wells Fargo Securities INC.Broker
First Interstate Investments,inc.Broker
Essex National Securities, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.