James Patton Webb

CFP

Stirlingshire Investments

36 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Stirlingshire Investments

Compensation

Fee-Only (AUM)

Firm Size

24 advisors

Number of Clients

264 clients

Average Client Portfolio

$262K average

Assets Under Management

$69.2M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

15 W 38th St., #704, New York, NY, 10018

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Financial

December 2018

Final

Customer Dispute

May 1987

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

James is a business development representative for Protex90, a life & health insurance agent, a council member for Gerson Lehrman Group, a sales agent for Red Door Realty & Associates, and a partner at Trilogy Wealth Partners. He also consults for Plumbers Union Local 68, serves on the board of Woodlands Church, and provides estate planning assistance through Estately.

Employment History

Current Registrations

Stirlingshire Investments

December 2023 - Present · 2 yrs 2 mos

Stirlingshire Investments

December 2023 - Present · 2 yrs 2 mos

Stirlingshire InvestmentsBroker

December 2023 - Present · 2 yrs 2 mos

Ims Securities, INC.Broker

February 2013 - November 2017 · 4 yrs 9 mos

First Independent Advisory Services, INC.

August 2010 - February 2013 · 2 yrs 6 mos

First Independent Financial Services, INC.Broker

August 2010 - February 2013 · 2 yrs 6 mos

Woodlands Securities CorporationBroker

October 2008 - August 2010 · 1 yr 10 mos

Woodlands Asset Management INC

September 2008 - August 2010 · 1 yr 11 mos

Perseides Partners, LLC

February 2006 - September 2008 · 2 yrs 7 mos

Davis Hamilton Jackson & Associates LP

January 2003 - January 2009 · 6 yrs

Everen Securities, INC.Broker

September 1990 - June 1993 · 2 yrs 9 mos

Bateman Eichler, Hill Richards, IncorporatedBroker

April 1989 - September 1990 · 1 yr 5 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

October 1979 - January 1989 · 9 yrs 3 mos

State Registrations2 states

NYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.