Cecil Staples
Cecil Staples is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Palestine, TX, with 32 years of industry experience. Cecil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Palestine, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cecil is a CPA and owner/sole proprietor of Staples & Associates, PC, focusing on tax preparation and accounting, taking nearly full-time. He also owns rental properties and is a managing member of Staples Investments LLC and Staples Wealth Management LLC, the latter being his primary wealth management business, taking the majority of his time. Cecil also has the ability to sell equity indexed annuities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
Staples & Associates, P.C., Cpas
Oxford Financial GroupBroker
Rushmore Securities CorporationBroker
Rushmore Securities CorporationBroker
Signal Securities, INC.Broker
State Registrations5 states
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