Michael Brescione
Michael Brescione is a registered investment advisor at Osaic Institutions, INC., based in Los Alamitos, CA, with 24 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
11021 Winners Circle Way Suite 105, Los Alamitos, CA, 90720
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
LPL Financial LLC
LPL Financial LLCBroker
Wescom Financial Services, LLC
Wescom Financial ServicesBroker
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Citicorp Investment ServicesBroker
Wescom Financial ServicesBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Bisys Brokerage Services, INC.Broker
Cal Fed InvestmentsBroker
Glenfed Brokerage ServicesBroker
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.