Stephen Kingsley is a registered investment advisor, based in New York, NY, with 29 years of industry experience.
Location
51 Madison Avenue, New York, NY, 10010
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
New York Life Investment Management LLC
January 2024 - Present · 2 yrs 4 mos
Nylife Distributors LLCBroker
January 2024 - Present · 2 yrs 4 mos
Nylife Distributors LLC
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Morgan Stanley
March 2023 - January 2024 · 10 mos
Morgan StanleyBroker
March 2023 - January 2024 · 10 mos
S2k Financial LLCBroker
June 2022 - September 2022 · 3 mos
Avantax Investment Services, INC.Broker
March 2021 - June 2022 · 1 yr 3 mos
Franklin Templeton Financial Services CORP.Broker
February 2019 - October 2020 · 1 yr 8 mos
Franklin/templeton Distributors, INC.Broker
April 2018 - October 2020 · 2 yrs 6 mos
Locorr Distributors, LLCBroker
January 2017 - March 2018 · 1 yr 2 mos
Blackrock Financial Management, INC
October 2014 - January 2017 · 2 yrs 3 mos
Blackrock Investments, LLCBroker
May 2011 - January 2017 · 5 yrs 8 mos
Mfs Fund Distributors, INC.Broker
October 2000 - April 2011 · 10 yrs 6 mos
Cohen & Steers Securities, INC.Broker
July 1999 - October 2000 · 1 yr 3 mos
Kemper Distributors, INC.Broker
April 1998 - June 1999 · 1 yr 2 mos
Kemper Distributors, INC.Broker
April 1996 - February 1997 · 10 mos
Northwestern Mutual Investment Services, INC.Broker
May 1994 - February 1996 · 1 yr 9 mos
Robert W. Baird & CO. IncorporatedBroker
May 1994 - February 1996 · 1 yr 9 mos
State Registrations7 states
INKYMINCOHTNWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.