Ricky Ferrara
Ricky Ferrara is a registered investment advisor at LPL Financial LLC, based in Baton Rouge, LA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4611 Bluebonnet Blvd, Ste A, Baton Rouge, LA, 70809
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2021Other Business ActivitiesSells Insurance
Ricky operates Ferrara Financial, LLC, Lee, Dougherty & Ferrara Investment Management, and LDFwealth Financial Group as DBAs for his LPL business. He also engages in real estate rental activities and sells non-variable insurance through LDF Insurance Agency, LLC, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward JonesBroker
Intersecurities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.