Kimberly Hicks is a registered investment advisor, based in Richmond, VA, with 25 years of industry experience.
Location
Richmond, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kimberly works as a Registered Client Assistant at Atlantic Union Bank and Atlantic Union Financial Consultants, dedicating about half of her time to each. She also serves as Finance Chair for Randolph Macon Woman's College & Randolph College Alumna Association and Treasurer for Reveille United Methodist United Women of Faith (UWF), requiring minimal time.
Employment History
Current Registrations
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Commonwealth Retirement Investments LLC
Commonwealth Retirement Investments LLC
Purshe Kaplan Sterling InvestmentsBroker
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Advisors Corporation
Morgan StanleyBroker
Morgan Stanley
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wachovia Securities Financial Network, LLCBroker
Wachovia Securities, LLCBroker
Davenport & Company LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.