JB
JB
Jeffrey Babik
32 Years of Experience
Orland Park, IL
2 DisclosuresBroker
Jeffrey Babik is a registered investment advisor at Morgan Stanley, based in Orland Park, IL, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
15341 South 94th Avenue, Suite 200, Orland Park, IL, 60462
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2009Settled
Customer Dispute
February 2001Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
August 2004 - June 2009 · 4 yrs 10 mos
Citigroup Global Markets INC.
August 2004 - June 2009 · 4 yrs 10 mos
UBS Financial Services INC.
September 1997 - August 2004 · 6 yrs 11 mos
UBS Financial Services INC.Broker
February 1995 - August 2004 · 9 yrs 6 mos
Mclaughlin, Piven, Vogel Securities, INC.Broker
February 1994 - February 1995 · 1 yr
State Registrations39 states
AKARAZCACOCTFLGAIAIDILINKSKYLAMAMDMIMNMONCNENJNMNVNYOHOKORPAPRSCTNTXUTVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.