Roger Desai
Roger Desai is a registered investment advisor at Lynx Investment Advisory, LLC, based in Columbia, MD, with 32 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 244 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $20.0M | 0.60% |
| $20.0M - $40.0M | 0.50% |
| $40M+ | 0.50% |
Fees negotiable on assets above $40,000,000
Fee Estimator
Location
8850 Columbia 100 Parkway Suite 306, Columbia, MD, 21045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is involved in several business activities, including being a VP of WPM Condo Assoc., owner/managing director of RSD Financial, adjunct faculty at Howard Community College, and an insurance agent. He is also a managing director at Lynx Investment Advisory.
Employment History
Current Registrations
Lynx Investment Advisory, LLC
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
The Patriot Financial Group, LLC
Verus Capital Partners, LLC
Verus Capital Partners, LLC
Securities America Advisors, INC.
Financial Planning & Management Center, INC.
Securities America, INC.Broker
Edward JonesBroker
Horace Mann Investors INCBroker
State Registrations17 states
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