Roger Desai
Roger Desai is a registered investment advisor at Lynx Investment Advisory, LLC, based in Columbia, MD, with 32 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 236 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $20.0M | 0.60% |
| $20.0M - $40.0M | 0.50% |
| $40M+ | 0.50% |
Fees are negotiable on assets above $40,000,000. In some cases, clients may pay a fixed fee.
Fee Estimator
Location
8850 Columbia 100 Parkway Suite 306, Columbia, MD, 21045
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is involved in several business activities, including being a VP of WPM Condo Assoc., owner/managing director of RSD Financial, adjunct faculty at Howard Community College, and an insurance agent. He is also a managing director at Lynx Investment Advisory.
Employment History
Current Registrations
Lynx Investment Advisory, LLC
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
The Patriot Financial Group, LLC
Verus Capital Partners, LLC
Verus Capital Partners, LLC
Securities America Advisors, INC.
Financial Planning & Management Center, INC.
Securities America, INC.Broker
Edward JonesBroker
Horace Mann Investors INCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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