Samuel Head
Samuel Head is a registered investment advisor at Ameriprise Financial Services, LLC, based in Seneca, SC, with 31 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
119A Professional Park Dr, Seneca, SC, 29678-2558
Get directionsHistory
Regulatory History (5)
Customer Dispute
September 2020Customer Dispute
January 2010Customer Dispute
November 2008Customer Dispute
October 2008Customer Dispute
May 2003Other Business ActivitiesSells Insurance
Samuel owns real estate, serves on multiple boards, and is involved in outside employment with Carolinas Wealth Management Inc. He also works as an independent insurance broker selling fixed annuities, dedicating about a quarter of his time to his investment-related business ownership.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Nylife Securities INC.Broker
State Registrations47 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.