Edward Frost is a registered investment advisor at Stephens, based in Pangburn, AR, with 31 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
Pangburn, AR
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Regulatory History (1)
Customer Dispute
May 2007Other Business Activities
Edward is involved with Southfork Storage Inc., a boat storage facility, since 2005. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Stephens
Stephens
StephensBroker
Previous Registrations
Hornor, Townsend & Kent, INC.Broker
Royal Alliance Associates, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.