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Janet Smith

28 Years of Experience
Boca Raton, FL
Broker

Janet Smith is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1801 North Military Trail, Suite 300, Boca Raton, FL, 33431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Janet owns rental property since 2017, acting as a landlord. She also works as a contractor for DoorDash, a delivery service, dedicating about 10-20% of her time to this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
February 2023 - Present · 3 yrs 3 mos
Morgan Stanley
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2018 - February 2023 · 4 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2018 - February 2023 · 4 yrs 10 mos
Janney Montgomery Scott LLCBroker
February 2017 - April 2018 · 1 yr 2 mos
Janney Montgomery Scott LLC
February 2017 - April 2018 · 1 yr 2 mos
UBS Financial Services INC.
June 2002 - July 2016 · 14 yrs 1 mo
UBS Financial Services INC.Broker
April 2000 - July 2016 · 16 yrs 3 mos
Prudential Securities IncorporatedBroker
September 1996 - April 2000 · 3 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.