Lisa Lighthipe-Hinz
Lisa Lighthipe-Hinz is a registered investment advisor at LPL Financial LLC, based in Orange, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1940 N Tustin Avenue Ste 104, Orange, CA, 92865
Get directionsHistory
Regulatory History (6)
Judgment / Lien
October 2017Judgment / Lien
April 2016Customer Dispute
November 2002Customer Dispute
June 2002Customer Dispute
May 2002Customer Dispute
April 2002Other Business ActivitiesSells Insurance
Lisa sells non-variable insurance, dedicating a few hours per week to this activity. She also operates Circle Financial Planning as a DBA for her LPL business and owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Wm Financial Services, INC.Broker
Griffin Financial ServicesBroker
Fimco Securities Group, INC.Broker
Fimco Securities Group, INC.Broker
Invest Financial CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.