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Deborah Parker

31 Years of Experience
Toledo, OH
BrokerSells Insurance

Deborah Parker is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Toledo, OH, with 31 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

148 N Summit St, Toledo, OH, 43604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Deborah may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Deborah is also a 100% owner and musician/soloist, dedicating minimal time to this non-financial services business.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
February 2007 - Present · 19 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
November 1999 - Present · 26 yrs 6 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
November 1999 - January 2002 · 2 yrs 2 mos
Wma Securities, INC.Broker
June 1994 - November 1999 · 5 yrs 5 mos
Intersecurities, INC.Broker
March 1994 - June 1994 · 3 mos
State Registrations11 states
COFLILINMINMOHORPATNWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deborah Parker - Financial Advisor | TrueAdvisor