Dale Pfeifer is a registered investment advisor at Westward Investment Advisory, based in Prairie Village, KS, with 21 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 15 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5.0M - $15.0M | 0.40% |
| $15.0M - $25.0M | 0.35% |
| $25.0M - $50.0M | 0.30% |
| $50M+ | 0.30% |
Fees are negotiable for accounts over $50,000,000.
Fee Estimator
Location
4200 W. 83rd Street, Suite 200, Prairie Village, KS, 66208
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dale founded Tier One Capital Solutions LLC, a bank consulting firm, in 2013 and works from his home office. He also works as an Investment Adviser at Westward Investment Advisory.
Employment History
Current Registrations
Westward Investment Advisory
Previous Registrations
Central States Capital Markets, LLC
Central States Capital Markets, LLC
Central States Capital Markets, LLCBroker
Umb Financial Services, INC.Broker
State Registrations1 state
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