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Paul Kennedy
22 Years of Experience
Seattle, WA
1 DisclosureBroker
Paul Kennedy is a registered investment advisor at Charles Schwab & CO., INC., based in Seattle, WA, with 22 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
508 Union St, Seattle, WA, 98101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2008Denied
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
January 2022 - Present · 4 yrs 4 mos
Charles Schwab & CO., INC.
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
TD Ameritrade, INC.Broker
March 2018 - July 2024 · 6 yrs 4 mos
TD Ameritrade Investment Management, LLC
March 2018 - September 2023 · 5 yrs 6 mos
TD Ameritrade, INC.
March 2018 - October 2022 · 4 yrs 7 mos
Scottrade Investment Management
October 2016 - March 2018 · 1 yr 5 mos
Scottrade, INC.Broker
January 2015 - March 2018 · 3 yrs 2 mos
Thrivent Investment Management INC.
December 2014 - January 2015 · 1 mo
Thrivent Investment Management INC.Broker
October 2014 - January 2015 · 3 mos
Stockcross Financial Services, INC.Broker
July 2008 - January 2009 · 6 mos
E*trade Capital Management, LLC
September 2006 - July 2008 · 1 yr 10 mos
E*trade Securities LLCBroker
September 2006 - July 2008 · 1 yr 10 mos
TD Ameritrade, INC.
June 2003 - September 2006 · 3 yrs 3 mos
TD Ameritrade, INC.Broker
May 1999 - September 2006 · 7 yrs 4 mos
Seattle-Northwest Securities CorporationBroker
April 1998 - March 1999 · 11 mos
State Registrations10 states
AZCAFLILNYORPATXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.