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Clifford Hickerson

31 Years of Experience
Highlands Ranch, CO
1 DisclosureBroker

Clifford Hickerson is a registered investment advisor at Wells Fargo Advisors, based in Highlands Ranch, CO, with 31 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Highlands Ranch, CO

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Settled
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
July 2025 - Present · 1 yr
Wells Fargo Advisors
July 2025 - Present · 1 yr
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2010 - July 2025 · 15 yrs 1 mo
Wells Fargo Advisors
June 2010 - July 2025 · 15 yrs 1 mo
UBS Financial Services INC.
January 1999 - June 2010 · 11 yrs 5 mos
UBS Financial Services INC.Broker
April 1994 - June 2010 · 16 yrs 2 mos
State Registrations36 states
ARAZCACODCDEFLIAIDILKSLAMAMDMEMIMNMOMTNCNENHNJNMNVNYORPATXUTVAVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.