AB
CFA
AB
CFA

Andre Bouvier

19 Years of Experience
Los Angeles, CA
Broker

Andre Bouvier is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 19 years of industry experience. Andre operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Capital Client Group, INC.
April 2013 - Present · 13 yrs 1 mo
Capital Client Group, INC.
November 2010 - Present · 15 yrs 6 mos
Capital Client Group, INC.Broker
November 2010 - Present · 15 yrs 6 mos
Previous Registrations
Wells Fargo Funds Distributor, LLCBroker
January 2010 - November 2010 · 10 mos
Wells Fargo Funds Management, LLC
January 2010 - November 2010 · 10 mos
Evergreen Investment Management CO
May 2009 - January 2010 · 8 mos
Evergreen Investment Services, INC.Broker
July 2008 - January 2010 · 1 yr 6 mos
Putnam Investment Management, LLC
January 2008 - May 2008 · 4 mos
Putnam Retail Management Limited PartnershipBroker
January 2007 - May 2008 · 1 yr 4 mos
State Registrations12 states
CACTDEILMAMNMONCNJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.