John O'neil is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 California Street 23rd Floor, San Francisco, CA, 94111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
October 2022 - Present · 3 yrs 9 mos
Morgan Stanley
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2015 - July 2021 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2015 - July 2021 · 5 yrs 7 mos
Barclays Capital INC.Broker
March 2015 - December 2015 · 9 mos
Barclays Capital INC.
March 2015 - December 2015 · 9 mos
Macquarie Private Wealth CORPBroker
July 2012 - October 2013 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2010 - August 2011 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2010 - August 2011 · 1 yr 4 mos
Credit Suisse Securities (USA) LLCBroker
October 2007 - March 2010 · 2 yrs 5 mos
Credit Suisse Securities (USA) LLC
October 2007 - March 2010 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2004 - October 2007 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2004 - October 2007 · 3 yrs 3 mos
Merrill Lynch Investment Managers LP
January 2003 - July 2004 · 1 yr 6 mos
Fam Distributors, INC.Broker
January 2003 - July 2004 · 1 yr 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2001 - January 2003 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2000 - February 2003 · 2 yrs 8 mos
Stephens INC.Broker
March 1999 - May 2000 · 1 yr 2 mos
Mam Securities, LLCBroker
August 1998 - November 1998 · 3 mos
Fps Broker Services, INC.Broker
August 1997 - August 1998 · 1 yr
Equitable Securities CorporationBroker
November 1996 - July 1997 · 8 mos
Sei Financial Services CompanyBroker
April 1994 - October 1996 · 2 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.