Joseph Mcerlean
Joseph Mcerlean is a registered investment advisor at Aegis Capital CORP., based in Phoenixville, PA, with 32 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $1.0M | 2.25% |
| $1M+ | 2.00% |
Rates shown are the maximums when most transaction costs are charged to the client. If transaction costs are charged to Aegis Capital Corp., the maximum rates are 3.00% on the first $250k, 2.75% on the next $750k, and 2.50% over $1M. Fees may be negotiable.
Fee Estimator
Location
Phoenixville, PA
Get directionsHistory
Regulatory History (6)
Employment Separation After Allegations
September 2021Customer Dispute
April 2016Customer Dispute
November 2015Customer Dispute
February 2015Customer Dispute
December 2014Employment Separation After Allegations
February 1999Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Aegis Capital CORP.
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
1914 Advisors
Boenning & Scattergood, INC.Broker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Salomon Smith Barney INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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