SB
SB

Sunil Bhavnani

31 Years of Experience
Warren, NJ
Broker

Sunil Bhavnani is a registered investment advisor at UBS Financial Services INC., based in Warren, NJ, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

184 Liberty Corner Road, Suite 101, Warren, NJ, 07059

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sunil is a board member for Scientech Labs Inc. and the Galt Ocean Club Home Owners Association, dedicating minimal time to each. He also owns multiple rental properties and is a partner in several LLCs related to real estate and healthcare.

Employment History
Current Registrations
UBS Financial Services INC.
April 2019 - Present · 7 yrs 3 mos
UBS Financial Services INC.Broker
April 2019 - Present · 7 yrs 3 mos
Previous Registrations
Morgan Stanley
September 2013 - April 2019 · 5 yrs 7 mos
Morgan Stanley
June 2009 - July 2013 · 4 yrs 1 mo
Morgan StanleyBroker
June 2009 - April 2019 · 9 yrs 10 mos
UBS Financial Services INC.Broker
February 1999 - July 2009 · 10 yrs 5 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
July 1994 - February 1999 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1994 - May 1994 · 1 mo
State Registrations16 states
CACOCTDEFLILMDMONDNJNYOKPATXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sunil Bhavnani - Financial Advisor | TrueAdvisor