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Jeffrey Zupancic

Independent Wealth Network, INC.
32 Years of Experience
Phoenix, AZ
1 DisclosureSells Insurance
View SEC Summary
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Jeffrey Zupancic is a registered investment advisor at Independent Wealth Network, INC., based in Phoenix, AZ, with 32 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,460 clients with $520M in assets under management.

Independent Wealth Network, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
1,460 clients
Average Client Portfolio
$355K average
Assets Under Management
$518.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Management fees are negotiated directly with your investment advisor representative, ranging from a minimum firm program fee of 0.10% up to a maximum of 2.50% per year based on the average daily value of eligible assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1202 E Maryland Ave Suite 1J, Phoenix, AZ, 85014

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey is the CEO/Founder/Owner of Preferred Financial Group, LLC, a marketing firm for securities products, and Preferred Wealth Management, LLC, an investment advisory firm. He also runs Preferred Group LLC, an insurance firm, and spends nearly full-time hours on each of these activities.

Employment History
Current Registrations
Independent Wealth Network, INC.
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
Brokers International Financial Services, LLC.Broker
March 2021 - December 2023 · 2 yrs 9 mos
Brokers International Financial Services, LLC.Broker
August 2017 - February 2020 · 2 yrs 6 mos
Investment Advisors CORP
November 2013 - September 2017 · 3 yrs 10 mos
Broker Dealer Financial Services CORP.Broker
October 2013 - September 2017 · 3 yrs 11 mos
Centaurus Financial, INC.
August 2005 - November 2013 · 8 yrs 3 mos
Centaurus Financial, INC.Broker
May 2004 - November 2013 · 9 yrs 6 mos
Financial West GroupBroker
September 2003 - June 2004 · 9 mos
Metlife Securities INC.Broker
September 1999 - July 2003 · 3 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
September 1999 - July 2003 · 3 yrs 10 mos
Eq Financial Consultants, INC.Broker
June 1994 - September 1999 · 5 yrs 3 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1994 - September 1999 · 5 yrs 3 mos
State Registrations23 states
ARAZCACOFLIAILKSMIMNMONCNENJNMORPATXUTVAWAWIWY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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