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CFP
SG
CFP

Steven Gronceski

Waverly Advisors, LLC
32 Years of Experience
Merrillville, IN
2 Disclosures
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Steven Gronceski is a CFP-designated registered investment advisor at Waverly Advisors, LLC, based in Merrillville, IN, with 32 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 13 more. Their firm serves 13,689 clients with $30B in assets under management.

Waverly Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
227 advisors
Number of Clients
13,689 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$29.9B

Fee Structure

Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees range from 0.25% to 1.50% annually, applied as a flat or declining marginal rate. Certain equity and options strategies carry an additional 0.25% annual fee. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

101 East 90th Drive, Suite A, Merrillville, IN, 46410

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 2016
Final Disposition
Customer Dispute
April 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Steven is an agent and rental manager for Lake Michigan Properties. He is also a member of IQ Companies, LLC, which owns StrategIQ Financial Group, LLC, and a member of WAAM TOPCO, LLC, a holding company, dedicating minimal time to the latter.

Employment History
Current Registrations
Waverly Advisors, LLC
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Sii Investments, INC.Broker
October 2007 - December 2016 · 9 yrs 2 mos
Strategiq Financial Group, LLC
October 2007 - March 2024 · 16 yrs 5 mos
United Planners' Financial Services of America a Limited Partner
February 2001 - October 2007 · 6 yrs 8 mos
United Planners' Financial Services of America a Limited PartnerBroker
April 1998 - October 2007 · 9 yrs 6 mos
United Planners' Financial Services of America a Limited PartnerBroker
July 1997 - January 1998 · 6 mos
American Express Financial Advisors INC.Broker
April 1994 - July 1997 · 3 yrs 3 mos
Ids Life Insurance CompanyBroker
April 1994 - July 1997 · 3 yrs 3 mos
State Registrations5 states
AZFLILINTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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