Kevin Zeyen is a registered investment advisor at The Wellington Grp LLC, based in Indianapolis, IN, with 14 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 110 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wellington Group charges a fee of up to 2.00% per year to manage your investments. The fee can be a tiered schedule, a flat percentage, or a flat dollar amount, and is negotiable. The fee is paid quarterly, either in advance or in arrears, depending on the agreement. You can terminate the agreement within five business days for a full refund. After that, you'll receive a refund of unearned fees based on the number of days under management.
Location
9000 Keystone Crossing, Suite 400, Indianapolis, IN, 46240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kevin is the owner/consultant for KS Business Consulting LLC, which provides consulting services on various business topics. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
The Wellington Grp LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Mony Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.