Timothy Bales
Timothy Bales is a CFP-designated registered investment advisor at The Wellington Grp LLC, based in Indianapolis, IN, with 20 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 110 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wellington Group charges a fee of up to 2.00% per year to manage your investments. The fee can be a tiered schedule, a flat percentage, or a flat dollar amount, and is negotiable. The fee is paid quarterly, either in advance or in arrears, depending on the agreement. You can terminate the agreement within five business days for a full refund. After that, you'll receive a refund of unearned fees based on the number of days under management.
Location
2106 E 86th Street, Indianapolis, IN, 46240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy works as a CPA/accountant providing tax and accounting services, and is an IAR with Sigma Planning Corporation. He also sells life and health insurance, and dedicates minimal time as Finance Chair and Member of the Planning Giving Committee at Sheridan United Methodist Church.
Employment History
Current Registrations
The Wellington Grp LLC
Previous Registrations
Spc
Sigma Financial CorporationBroker
Intrepid Financial Planning Group, LLC
Morris Group, INC.Broker
Morris Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.