Steven Nicklas
Steven Nicklas is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fernandina Beach, FL, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
501 Centre St, Suite 124, Fernandina Beach, FL, 32034
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2014Customer Dispute
March 2001Other Business Activities
Steven is an author of a book called "All About Money" and a professor at Nassau County Council on Aging, dedicating minimal time and about 10-20% of his time respectively. He is also a managing partner at Nicklas Wealth Management, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Morgan Stanley Dw INC.Broker
Smith Barney INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.