Robert Thompson is a registered investment advisor at RBC Capital Markets, LLC, based in Toledo, OH, with 31 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
7150 Granite Circle, Suite 203, Toledo, OH, 43617
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Robert is involved with several non-profit and community organizations, including the American Cancer Society, St. Catherine of Siena Catholic Church, Erie Shores Council Boy Scouts of America, and Victory Center. He also serves as an adjunct instructor at Bowling Green State University, is on the board of directors for North Cape Yacht Club and Wolf Creek HOA, dedicating minimal time to each activity.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
UBS Financial Services INC.
UBS Financial Services INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Smith Barney INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.