Kelly Fong
Kelly Fong is a registered investment advisor at M Holdings Securities, INC., based in San Jose, CA, with 28 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
2635 N First St. #256, San Jose, CA, 95134
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2002Criminal
July 1983Other Business ActivitiesSells Insurance
Kelly is an agent at Wellspring Insurance Network since 2015, consulting, advising, and selling fixed insurance, dedicating nearly full-time hours to this. Kelly also works as a culinary instructor, teaching cooking classes, dedicating minimal time to this activity.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Pension Planners Securities, INC.Broker
Pension Planners Securities, INC.
Quick & Reilly, INC.Broker
Waterhouse Securities, INC.Broker
Reynolds Kendrick Stratton, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.