MO
MO

Matthew Ogier

31 Years of Experience
Camden, ME
1 DisclosureBroker

Matthew Ogier is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Camden, ME, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

92 Elm Street, Camden, ME, 04843

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2021
Denied
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
May 2017 - Present · 9 yrs
Robert W. Baird & CO. IncorporatedBroker
May 2017 - Present · 9 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2009 - May 2017 · 7 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
October 2009 - May 2017 · 7 yrs 7 mos
RBC Capital Markets Corporation
March 2004 - October 2009 · 5 yrs 7 mos
RBC Capital Markets CorporationBroker
March 2004 - October 2009 · 5 yrs 7 mos
Morgan Stanley
June 2002 - March 2004 · 1 yr 9 mos
Morgan Stanley Dw INC.Broker
November 1996 - March 2004 · 7 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
January 1995 - October 1996 · 1 yr 9 mos
Sun Investment Services CompanyBroker
May 1994 - December 1995 · 1 yr 7 mos
State Registrations18 states
ALAZCTFLGAILMAMENCNHNJNMNYPATXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.