CD
CFP
CD
CFP
Catherine Downey
24 Years of Experience
Camden, ME
1 Disclosure
Catherine Downey is a CFP-designated registered investment advisor at Ampersand Investment Advisors, based in Camden, ME, with 24 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fees are calculated on a breakpoint schedule and may be negotiated at the sole discretion of the advisor.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
73 Elm St, Camden, ME, 04843
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2005Closed-No Action
Employment History
Current Registrations
Ampersand Investment Advisors
May 2026 - Present · 5 mos
Previous Registrations
Birchbrook
January 2026 - February 2026 · 1 mo
Morgan Stanley
June 2009 - April 2019 · 9 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2019 · 9 yrs 10 mos
Morgan Stanley & CO. Incorporated
June 2007 - June 2009 · 2 yrs
Morgan Stanley & CO. IncorporatedBroker
June 2007 - June 2009 · 2 yrs
A. G. Edwards & Sons, INC.
November 2002 - June 2007 · 4 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
July 1995 - June 2007 · 11 yrs 11 mos
State Registrations2 states
METX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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