Kent Beal is a registered investment advisor at LPL Financial LLC, based in Dover, OH, with 32 years of industry experience. Kent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
899 E. Iron Ave, Dover, OH, 44622
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Regulatory History (1)
Customer Dispute
October 2011Other Business Activities
Kent operates Beal Wealth Management as a DBA for his LPL business. This activity is investment-related and takes nearly all of Kent's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Newedge Advisors
Newedge Securities, LLCBroker
Mid Atlantic Financial Management, INC.
Morgan Stanley
Morgan StanleyBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Cowen & CO.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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