Michael Rosenberg is a registered investment advisor at Ima Advisory Services, INC., based in Pasadena, CA, with 26 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 1,111 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IMA Private Wealth charges an annual fee based on a percentage of your portfolio. The exact fee may be negotiable. In addition, there is a separate administrative fee of at least 0.05% to cover technology platforms. There is a $10 minimum quarterly technology platform fee ($40 annually), which may be waived at the advisor's discretion.
Location
3475 E. Foothill Blvd, Pasadena, CA, 91107
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is self-employed as a soccer referee. This activity is not investment-related.
Employment History
Current Registrations
Ima Advisory Services, INC.
Previous Registrations
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Sierra Madre Capital Management LLC
Glen Eagle Advisors LLCBroker
Comerica SecuritiesBroker
Comerica Securities
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
City National Securities, INC.Broker
The Dreyfus Service CorporationBroker
Ba Investment Services, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.