Karl Schwartz is a registered investment advisor, based in Bloomfield Hills, MI, with 29 years of industry experience.
Location
40701 Woodward Avenue, Suite 103, Bloomfield Hills, MI, 48304
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Karl works as an investment advisor representative (IAR) through Kestra Advisory Services and as a private wealth advisor for OWL Private Wealth Advisors, dedicating full-time hours to these roles. He also owns Jackavery, Inc., a pass-through entity for his Kestra compensation, requiring minimal time.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
Kestra Private Wealth Services, LLC
Previous Registrations
Edward JonesBroker
Edward Jones
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Lincoln Financial Distributors, INC.Broker
Allianz Global Investors Distributors LLCBroker
Aqr Investments, LLCBroker
Alps Distributors, INC.Broker
Blackrock Investment Management, LLC
Blackrock Investments, LLCBroker
Dws Investments Distributors, INCBroker
Lincoln Financial Distributors, INC.Broker
Lincoln Financial Distributors, INC.
John Hancock Distributors LLC
John Hancock Distributors LLCBroker
UBS Painewebber INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations5 states
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