TN
TN
Thomas Nolan
32 Years of Experience
Mountian Lakes, NJ
3 DisclosuresBroker
Thomas Nolan is a registered investment advisor at PNC Wealth Management, based in Mountian Lakes, NJ, with 32 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B
Fee Structure
Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.85% |
An annual fee of 0.85% applies to all accounts regardless of size.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
425 Boulevard, Mountian Lakes, NJ, 07046
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009Denied
Customer Dispute
November 2008Denied
Customer Dispute
October 2008Settled
Employment History
Current Registrations
PNC Wealth Management
October 2006 - Present · 20 yrs
PNC Wealth Management LLCBroker
October 2006 - Present · 20 yrs
Previous Registrations
Mclaughlin, Piven, Vogel Securities, INC.Broker
March 1994 - October 2006 · 12 yrs 7 mos
State Registrations20 states
AZCACTDEFLGAMDMEMOMTNCNHNJNVNYOHORPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.