Monica Kaufman
Monica Kaufman is a CFP-designated registered investment advisor at Harmony Asset Management LLC, based in Scottsdale, AZ, with 12 years of industry experience. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 260 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.65% |
| $3M+ | 1.65% |
Fees are negotiable above $3,000,000. Separate fee schedule for nonprofit clients.
Fee Estimator
Location
16220 N. Scottsdale Road, Suite 300, Scottsdale, AZ, 85254
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Monica is involved with Morley Consulting, providing tax advisory services since 2020. She is also licensed in life and health insurance, although this activity is noted as not investment related.
Employment History
Current Registrations
Harmony Asset Management LLC
Previous Registrations
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
Morgan Stanley
Morgan StanleyBroker
Edward Jones
Edward JonesBroker
Family Office Group LLC
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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