Phillip Naman
Phillip Naman is a registered investment advisor at LPL Financial LLC, based in Redlands, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1447 Ford Street, Suite 102, Redlands, CA, 92374
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Regulatory History (1)
Customer Dispute
June 2000Other Business ActivitiesSells Insurance
Phillip spends a minimal amount of time (2%) selling health insurance through Blue Cross/Shield--Word & Brown Agency. He also operates Cornerstone Christian Wealth Management, his LPL business, dedicating nearly full-time hours, and is involved in real estate rentals.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.