TrueAdvisor
TrueAdvisor
DK
DK

Daniel Kiefer

TD Private Client Wealth LLC
29 Years of Experience
Mullica Hill, NJ
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Daniel Kiefer is a registered investment advisor at TD Private Client Wealth LLC, based in Mullica Hill, NJ, with 29 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 25,685 clients with $8.6B in assets under management.

TD Private Client Wealth LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
528 advisors
Number of Clients
25,685 clients
Average Client Portfolio
$334K average
Assets Under Management
$8.6B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $2.0M1.05%
$2.0M - $4.0M0.85%
$4M+0.65%

Rates shown are for Equity/Balanced accounts in Institutional and High Net Worth programs. Fixed income accounts have a separate schedule starting at 0.85%. TDIS US retail program charges a flat 1.10% for equity/balanced across all assets. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

148 North Main Street, Mullica Hill, NJ, 08062

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2013
Settled
Customer Dispute
October 2004
Settled
Customer Dispute
August 2003
Closed-No Action
Employment Separation After Allegations
April 2003
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
TD Private Client Wealth LLC
June 2021 - Present · 5 yrs 4 mos
TD Private Client Wealth LLC
June 2021 - Present · 5 yrs 4 mos
TD Private Client Wealth LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
September 2019 - December 2019 · 3 mos
Summit Financial Group INC
May 2018 - December 2019 · 1 yr 7 mos
Summit Brokerage Services, INC.Broker
September 2015 - September 2019 · 4 yrs
J.P. Turner & Company, L.L.C.Broker
April 2003 - September 2015 · 12 yrs 5 mos
Grayson Financial LLCBroker
September 1998 - May 2003 · 4 yrs 8 mos
M.S. Farrell & Company, INC.Broker
March 1997 - August 1998 · 1 yr 5 mos
Smith Barney INC.Broker
January 1995 - May 1996 · 1 yr 4 mos
Painewebber IncorporatedBroker
September 1994 - November 1994 · 2 mos
Euro-Atlantic Securities INC.Broker
May 1994 - September 1994 · 4 mos
State Registrations6 states
DEGANJNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Mullica Hill, NJ →All financial advisors in New Jersey →