Steven Smith
Steven Smith is a registered investment advisor at Transamerica Retirement Advisors, LLC, based in Fishers, IN, with 24 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 212,858 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 0.95% |
| $150K - $1000K | 0.90% |
| $1M+ | 0.80% |
You may qualify for a breakpoint fee reduction based upon certain products and/or services purchased and held through Transamerica. The fee breakpoint or discount, if attained, is applied to the entire balance of the account, not only the portion of the account that exceeds the breakpoint.
Fee Estimator
Location
Fishers, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven works as a driver for Dryver, a driving service, dedicating about 10% of his time to this role. This activity is not investment-related.
Employment History
Current Registrations
Transamerica Retirement Advisors, LLC
Transamerica Investors Securities, LLC
Transamerica Investors Securities, LLCBroker
Previous Registrations
Clarendon Insurance Agency, INC.Broker
United Capital Financial Advisers
Cs Capital Management INC
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
LPL Financial LLCBroker
LPL Financial LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
AXA Advisors, LLCBroker
Charles Schwab & CO., INC.Broker
Tcf Securities, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.