Jeffery Fong is a CFP-designated registered investment advisor, based in Scottsdale, AZ, with 32 years of industry experience. Jeffery is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Scottsdale, AZ
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Regulatory History (1)
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Customer Dispute
May 2009Settled
Other Business Activities
Jeffery is a principal and performs advisory duties at Concentrum Wealth Management, dedicating full-time hours to this role. He also works as a registered representative at Pursche Kaplan Sterling Investments, spending about half his time on these duties.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
April 2013 - Present · 13 yrs 6 mos
Concentrum Wealth Management
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Raymond James & Associates, INC.Broker
March 2009 - April 2013 · 4 yrs 1 mo
Raymond James & Associates, INC.
March 2009 - April 2013 · 4 yrs 1 mo
Wachovia Securities, LLCBroker
January 2008 - March 2009 · 1 yr 2 mos
Wachovia Securities, LLC
January 2008 - March 2009 · 1 yr 2 mos
A. G. Edwards & Sons, INC.Broker
April 2006 - January 2008 · 1 yr 9 mos
A. G. Edwards & Sons, INC.
April 2006 - January 2008 · 1 yr 9 mos
Citigroup Global Markets INC.
June 2001 - April 2006 · 4 yrs 10 mos
Citigroup Global Markets INC.Broker
February 2001 - April 2006 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
October 1996 - February 2001 · 4 yrs 4 mos
Everen Securities, INC.Broker
August 1994 - October 1996 · 2 yrs 2 mos
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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