PA
PA
Philip Ambrosino
31 Years of Experience
Beverly Hills, CA
2 DisclosuresBroker
Philip Ambrosino is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2019Denied
Customer Dispute
June 2009Settled
Other Business Activities
Philip is a managing partner at NanDig LLC, a real estate business, since 2020. He spends minimal time during business hours and a few hours per week after business hours on business development and growth.
Employment History
Current Registrations
Morgan StanleyBroker
June 2020 - Present · 5 yrs 11 mos
Morgan Stanley
June 2020 - Present · 5 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
March 2011 - July 2020 · 9 yrs 4 mos
UBS Financial Services INC.Broker
March 2011 - July 2020 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2008 - March 2011 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2008 - March 2011 · 3 yrs 2 mos
Citigroup Global Markets INC.Broker
May 2007 - January 2008 · 8 mos
Citigroup Global Markets INC.
May 2007 - January 2008 · 8 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
July 1998 - May 2007 · 8 yrs 10 mos
Whale Securities CO., L.P.Broker
July 1994 - May 1998 · 3 yrs 10 mos
State Registrations38 states
AZCACOCTDCDEFLGAHIIAIDILINLAMAMDMEMIMNMONCNHNJNMNVNYOHORPASCSDTNTXVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.