Clyde Pelton is a registered investment advisor at Morgan Stanley, based in Lexington, KY, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
444 East Main Street, Suite 111, Lexington, KY, 40507
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2010 - Present · 16 yrs 7 mos
Morgan StanleyBroker
February 2010 - Present · 16 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
May 2005 - March 2010 · 4 yrs 10 mos
UBS Financial Services INC.Broker
March 2005 - March 2010 · 5 yrs
Wachovia Securities, LLCBroker
July 2003 - March 2005 · 1 yr 8 mos
Prudential Securities IncorporatedBroker
May 1994 - July 2003 · 9 yrs 2 mos
State Registrations28 states
ARCACODCFLGAILINKYLAMAMEMIMOMTNCNJNVNYOHPATNTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.