James Mari is a CFP-designated registered investment advisor, based in Sanatoga, PA, with 17 years of industry experience.
Location
55 Sunnybrook Road, Sanatoga, PA, 19464
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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James is a financial professional at Flagship Financial LLC, a DBA for financial services, since January 2025. He dedicates full-time hours to financial planning and asset management.
Employment History
Current Registrations
Cetera Wealth Services, LLC
February 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Cliftonlarsonallen Wealth Advisors, LLCBroker
January 2017 - February 2025 · 8 yrs 1 mo
Cliftonlarsonallen Wealth Advisors, LLC
January 2017 - February 2025 · 8 yrs 1 mo
Invest Financial CorporationBroker
January 2016 - January 2017 · 1 yr
Invest Financial Corporation
January 2016 - January 2017 · 1 yr
Voya Financial Advisors, INC.
September 2013 - January 2016 · 2 yrs 4 mos
Voya Financial Advisors, INC.Broker
May 2013 - January 2016 · 2 yrs 8 mos
New England Securities Corporation
June 2010 - May 2012 · 1 yr 11 mos
New England SecuritiesBroker
June 2008 - May 2012 · 3 yrs 11 mos
Pruco Securities CorporationBroker
January 1995 - October 1995 · 9 mos
State Registrations5 states
FLNCNJPASC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.