Glenn Raese
Glenn Raese is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Roseville, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
548 Gibson Drive, Ste. 130, Roseville, CA, 95678
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Glenn operates West Capital Wealth Management as a DBA for his LPL business and provides investment advisory services through Mariner Independent Advisor Network, LLC, dedicating full-time hours to each. He also uses KR Advisory for tax/investment purposes and is an agent for West Coast Wealth Management selling non-variable insurance, spending minimal time on the former and a few hours per week on the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
Mariner Advisor Network
Previous Registrations
Principal Asset Management
Principal Securities, INC.Broker
Principal Funds Distributor, INC.Broker
Wm Funds Distributor, INC.Broker
E*trade Securities, INC.Broker
Franklin/templeton Distributors, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.