Roger Conde is a registered investment advisor, based in Hermosa Beach, CA, with 31 years of industry experience.
Location
2447 Pacific Coast Highway 2nd Floor, Hermosa Beach, CA, 90254
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is an independent insurance agent for various companies since 2010, dedicating a few hours per week. He is also the owner of JLife Wealth Management and an advisory representative of a RIA, spending nearly full-time on these activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Founders Financial Securities LLCBroker
Founders Financial Securities, LLC
Ira Wealth Management
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
Financial Counseling Resources LLC
Pacific Retirement Advisors, INC
Npb Financial Group, LLCBroker
Npb Financial Group, LLC
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
Next Financial Group, INC.Broker
Next Financial Group, INC.
Aig Financial Advisors, INC.Broker
Ira Wealth Management
Penniall & Associates, INC.
Sunamerica Securities, INC.
Sunamerica Securities, INC.Broker
Fimco Securities Group, INC.Broker
Great Western Financial Securities CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.