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Ari Dardik

27 Years of Experience
Atlanta, GA
2 DisclosuresBroker

Ari Dardik is a registered investment advisor, based in Atlanta, GA, with 27 years of industry experience.

Location

3500 Lenox Road, Suite 1700, Atlanta, GA, 30326

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2017
Settled
Customer Dispute
October 2008
Denied
Employment History
Current Registrations
Register Financial Associates, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Register Financial Advisors, LLC
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Morgan Stanley
September 2010 - September 2023 · 13 yrs
Morgan StanleyBroker
August 2010 - September 2023 · 13 yrs 1 mo
Wells Fargo Advisors, LLCBroker
July 2003 - August 2010 · 7 yrs 1 mo
Wells Fargo Advisors, LLC
July 2003 - August 2010 · 7 yrs 1 mo
Prudential Securities Incorporated
November 2002 - July 2003 · 8 mos
Prudential Securities IncorporatedBroker
July 2002 - July 2003 · 1 yr
UBS Painewebber INC.Broker
June 1998 - August 2002 · 4 yrs 2 mos
State Registrations3 states
GAPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ari Dardik - Financial Advisor | TrueAdvisor