James Gillespie
James Gillespie is a registered investment advisor at Wells Fargo Advisors, based in Raleigh, NC, with 29 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
8901 Six Forks Rd, Raleigh, NC, 27615
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2007Other Business Activities
James is a trustee for a family trust since 2018. This investment-related activity takes a few hours per week.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
Banc of America Investment Services, INC.Broker
Bb&t Investment Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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