Dwayne Javier
Dwayne Javier is a registered investment advisor at Advisors Asset Management, INC., based in New York, NY, with 30 years of industry experience. Dwayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,867 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AAM provides investment management services for separately managed accounts. The annual fees for fixed income strategies range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees and services may be negotiable. AAM usually requires a minimum account size of $250,000 for fixed income strategies and $100,000 for equity strategies.
Location
420 Lexington Avenue, Suite 1705, New York, NY, 10170
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Advisors Asset Management, INC.
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
Previous Registrations
Allianz Life Financial Services, LLCBroker
Thrivent Asset Management, LLC
Thrivent Distributors, LLCBroker
Foreside Fund Services, LLCBroker
Invesco Advisers, INC.
Invesco Distributors, INC.Broker
Pioneer Institutional Asset Management, INC.
Pioneer Funds Distributor, INC.Broker
Nationwide Investment Advisors, LLC
Nationwide Investment Services CorporationBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Prudential Investments LLC
Prudential Investment Management Services LLCBroker
Alliancebernstein Investment Research and Management, INC.Broker
Commonwealth AssociatesBroker
Olde Discount CorporationBroker
D. H. Blair & CO., INC.Broker
State Registrations7 states
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